Monday, May 11, 2015

Malta Conduct of Business Rulebook: MFSA Issue Consultation Document

By CSB Advocates - Swatar, Malta

The Malta Financial Services Authority (the "MFSA") is currently in the process of setting up a Conduct Supervisory Unit. This is being done for the purposes of implementing the regulatory framework and securing adequate client protection in the industry through a supervisory regime aiming to address potential or emerging risks for clients in the financial services industry. The aim is also to strengthen the fair treatment of customers by regulated entities.

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